Hercules Capital, Inc. 4
4 · Hercules Capital, Inc. · Filed Jul 11, 2016
Insider Transaction Report
Form 4
Hoffman Joseph F
Director
Transactions
- Award
Option (right to buy)
2016-07-07$12.47/sh+15,000$187,050→ 25,000 totalExercise: $12.47From: 2017-07-07Exp: 2026-07-07→ Common (15,000 underlying) - Award
Common Stock
2016-07-07$12.47/sh+5,000$62,350→ 12,855 total
Footnotes (3)
- [F1]Restricted shares issued as an automatic grant upon re-election to the board of directors pursuant to the Amended and Restated Non-Employee Director Plan and are subject to forfeiture restrictions of one-third vests on 07/07/2017, one-third vests on 07/07/2018 and the remaining one-third vests on 07/07/2019.
- [F2]Stock option granted as an automatic grant upon re-election to the board of directors pursuant to the Amended and Restated Non-Employee Director Plan.
- [F3]Stock option vests as to one-third of the underlying shares on 07/07/2017, one-third on 07/07/2018 and the remaining one-third vests on 07/07/2019.