4//SEC Filing
Hercules Capital, Inc. 4
Accession 0001593968-16-000933
$HTGCCIK 0001280784operating
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 4:44 PM ET
Size
7.3 KB
Accession
0001593968-16-000933
Insider Transaction Report
Form 4
Hoffman Joseph F
Director
Transactions
- Award
Option (right to buy)
2016-07-07$12.47/sh+15,000$187,050→ 25,000 totalExercise: $12.47From: 2017-07-07Exp: 2026-07-07→ Common (15,000 underlying) - Award
Common Stock
2016-07-07$12.47/sh+5,000$62,350→ 12,855 total
Footnotes (3)
- [F1]Restricted shares issued as an automatic grant upon re-election to the board of directors pursuant to the Amended and Restated Non-Employee Director Plan and are subject to forfeiture restrictions of one-third vests on 07/07/2017, one-third vests on 07/07/2018 and the remaining one-third vests on 07/07/2019.
- [F2]Stock option granted as an automatic grant upon re-election to the board of directors pursuant to the Amended and Restated Non-Employee Director Plan.
- [F3]Stock option vests as to one-third of the underlying shares on 07/07/2017, one-third on 07/07/2018 and the remaining one-third vests on 07/07/2019.
Documents
Issuer
Hercules Capital, Inc.
CIK 0001280784
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001280784
Filing Metadata
- Form type
- 4
- Filed
- Jul 10, 8:00 PM ET
- Accepted
- Jul 11, 4:44 PM ET
- Size
- 7.3 KB