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4//SEC Filing

UNIVERSAL AMERICAN CORP. 4

Accession 0001593968-16-001359

CIK 0001514128operating

View on SEC.gov Company Profile

Filed

Dec 28, 7:00 PM ET

Accepted

Dec 29, 4:31 PM ET

Size

23.5 KB

Accession

0001593968-16-001359

Insider Transaction Report

Form 4

Period: 2016-12-28

UNIVERSAL AMERICAN CORP.UAM

President, MA / ACO

Transactions

Tax Payment
Common Stock
2016-12-28$10.01/sh−27,077$271,041→ 297,974 total
Exercise/Conversion
Stock Option (Right to Buy)
2016-12-28$7.87/sh−32,500$255,775→ 0 total
Exercise: $7.87Exp: 2017-02-09→ Common Stock (32,500 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2016-12-28$6.05/sh−25,119$151,970→ 25,119 total
Exercise: $6.05Exp: 2019-02-06→ Common Stock (25,119 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2016-12-28$8.41/sh−3,265$27,459→ 9,795 total
Exercise: $8.41Exp: 2020-02-13→ Common Stock (3,265 underlying)
Exercise/Conversion
Common Stock
2016-12-28$7.87/sh+32,500$255,775→ 315,004 total
Tax Payment
Common Stock
2016-12-28$10.01/sh−27,453$274,805→ 287,551 total
Exercise/Conversion
Common Stock
2016-12-28$6.18/sh+37,500$231,750→ 325,051 total
Exercise/Conversion
Common Stock
2016-12-28$6.05/sh+25,119$151,970→ 323,093 total
Tax Payment
Common Stock
2016-12-28$10.01/sh−17,900$179,179→ 305,193 total
Exercise/Conversion
Common Stock
2016-12-28$8.41/sh+3,265$27,459→ 308,458 total
Tax Payment
Common Stock
2016-12-28$10.01/sh−2,886$28,889→ 305,572 total
Exercise/Conversion
Stock Option (Right to Buy)
2016-12-28$6.18/sh−37,500$231,750→ 12,500 total
Exercise: $6.18Exp: 2018-03-04→ Common Stock (37,500 underlying)

Footnotes (6)

[F1]Represents common stock including 232,351 shares of unvested restricted stock.
[F2]Shares surrendered to issuer in payment of exercise price and tax liability in connection with stock option exercise.
[F3]Represents grant of stock options which vests in four equal installments beginning February 9, 2013.
[F4]Represents grant of stock options which vests in four equal installments beginning March 4, 2014.
[F5]Represents grant of stock options which vests in four equal installments beginning February 6, 2015.
[F6]Represents grant of stock options which vests in four equal installments beginning February 13, 2016.

Documents

1 file

4
primary_01.xmlPrimary
PRIMARY DOCUMENT

Issuer

UNIVERSAL AMERICAN CORP.

CIK 0001514128

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001514128

Filing Metadata

Form type: 4
Filed: Dec 28, 7:00 PM ET
Accepted: Dec 29, 4:31 PM ET
Size: 23.5 KB

View on SEC.gov