Home/Filings/4/0001593968-17-000153
4//SEC Filing

Hercules Capital, Inc. 4

Accession 0001593968-17-000153

$HTGCCIK 0001280784operating

Filed

Jan 25, 7:00 PM ET

Accepted

Jan 26, 4:13 PM ET

Size

5.2 KB

Accession

0001593968-17-000153

Insider Transaction Report

Form 4
Period: 2017-01-24
Olson Andrew
Corporate Controller
Transactions
  • Award

    Restricted Stock Units

    2017-01-24+17,59317,593 total
Footnotes (2)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Hercules Capital, Inc. stock.
  • [F2]The restricted stock units vest one-third on January 24, 2018 and the remaining two-thirds vest quarterly in equal amounts over the following two years. Vested shares will be delivered to reporting person as soon as reasonably practicable on the earlier of (a) January 24, 2021 and (b) the date (i) reporting person separates from service from Issuer, (ii) dies or becomes disabled or (iii) there is a change in control of the Issuer.

Issuer

Hercules Capital, Inc.

CIK 0001280784

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001280784

Filing Metadata

Form type
4
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 4:13 PM ET
Size
5.2 KB