$HTGC·4

Hercules Capital, Inc. · Jan 26, 4:13 PM ET

Hercules Capital, Inc. 4

4 · Hercules Capital, Inc. · Filed Jan 26, 2017

Insider Transaction Report

Form 4
Period: 2017-01-24
Olson Andrew
Corporate Controller
Transactions
  • Award

    Restricted Stock Units

    2017-01-24+17,59317,593 total
Footnotes (2)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Hercules Capital, Inc. stock.
  • [F2]The restricted stock units vest one-third on January 24, 2018 and the remaining two-thirds vest quarterly in equal amounts over the following two years. Vested shares will be delivered to reporting person as soon as reasonably practicable on the earlier of (a) January 24, 2021 and (b) the date (i) reporting person separates from service from Issuer, (ii) dies or becomes disabled or (iii) there is a change in control of the Issuer.

Documents

1 file
  • 4
    primary_01.xmlPrimary

    PRIMARY DOCUMENT