4//SEC Filing
Waldt Gerard R Jr. 4
Accession 0001593968-18-000147
CIK 0001280784other
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 4:14 PM ET
Size
5.0 KB
Accession
0001593968-18-000147
Insider Transaction Report
Form 4
Waldt Gerard R Jr.
Interim Chief Accounting Off
Transactions
- Award
Restricted Stock Units
2018-01-09$13.04/sh+7,669$100,004→ 7,669 total
Footnotes (1)
- [F1]The restricted stock units vest one-third on January 09, 2019 and the remaining two-thirds vest quarterly in equal amounts over the following two years. Vested shares will be delivered to reporting person as soon as reasonably practicable on the earlier of (a) January 09, 2022 and (b) the date (i) reporting person separates from service from Issuer, (ii) dies or becomes disabled or (iii) there is a change in control of the Issuer.
Documents
Issuer
Hercules Capital, Inc.
CIK 0001280784
Entity typeother
Related Parties
1- filerCIK 0001721942
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 4:14 PM ET
- Size
- 5.0 KB