Waldt Gerard R Jr. 4
4 · Hercules Capital, Inc. · Filed Jan 16, 2018
Insider Transaction Report
Form 4
Waldt Gerard R Jr.
Interim Chief Accounting Off
Transactions
- Award
Restricted Stock Units
2018-01-09$13.04/sh+7,669$100,004→ 7,669 total
Footnotes (1)
- [F1]The restricted stock units vest one-third on January 09, 2019 and the remaining two-thirds vest quarterly in equal amounts over the following two years. Vested shares will be delivered to reporting person as soon as reasonably practicable on the earlier of (a) January 09, 2022 and (b) the date (i) reporting person separates from service from Issuer, (ii) dies or becomes disabled or (iii) there is a change in control of the Issuer.