Oates Christopher J. 4
4 · Veritone, Inc. · Filed May 15, 2018
Insider Transaction Report
Form 4
Veritone, Inc.VERI
Oates Christopher J.
Director
Transactions
- Exercise/Conversion
Common Stock
2018-05-11+5,000→ 5,000 total - Exercise/Conversion
Restricted Stock Units
2018-05-11−5,000→ 0 total→ Common Stock (5,000 underlying)
Holdings
- 25,457(indirect: By LLC)
Common Stock
- 55,484(indirect: By LLC)
Common Stock
Footnotes (6)
- [F1]Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on May 11, 2017.
- [F2]The restricted stock units were converted into common stock on a one-for-one basis, and no purchase price was paid.
- [F3]Shares are held by RimLight, LLC. Reporting person is the managing director of RimLight, LLC. This filing shall not be deemed an admission that the reporting person is, for the purposes of Section 16 of the Exchange Act of 1934, as amended or otherwise, the beneficial owner of the shares held by such entity, and reporting person disclaims beneficial ownership of the shares.
- [F4]Shares are held by NIO Advisors, LLC, a limited liability company. Reporting person is the sole member of NIO Advisors, LLC.
- [F5]Each restricted stock unit represents a right to receive one share of common stock.
- [F6]The restricted stock units vested on May 11, 2018.