4//SEC Filing
Schaubert Sharon A. 4
Accession 0001593968-18-001217
CIK 0001466026other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 9:24 AM ET
Size
24.6 KB
Accession
0001593968-18-001217
Insider Transaction Report
Form 4
Schaubert Sharon A.
SVP Banking Services
Transactions
- Exercise/Conversion
Common Stock
2018-09-14$16.00/sh+3,960$63,360→ 33,440 total - Exercise/Conversion
Option (right to buy)
2018-09-14−3,905→ 0 totalExercise: $14.75Exp: 2021-12-16→ Common Stock (3,905 underlying) - Exercise/Conversion
Option (right to buy)
2018-09-14−4,473→ 0 totalExercise: $16.59Exp: 2023-12-10→ Common Stock (4,473 underlying) - Exercise/Conversion
Common Stock
2018-09-14$14.75/sh+3,905$57,599→ 25,007 total - Exercise/Conversion
Common Stock
2018-09-14$16.59/sh+4,473$74,207→ 29,480 total - Sale
Common Stock
2018-09-14$34.04/sh−12,338$419,962→ 21,102 total - Exercise/Conversion
Option (right to buy)
2018-09-14−3,960→ 0 totalExercise: $16.00Exp: 2022-12-13→ Common Stock (3,960 underlying)
Holdings
- 8,261
Option (right to buy)
Exercise: $23.00Exp: 2025-11-03→ Common Stock (8,261 underlying) - 5,702
Option (right to buy)
Exercise: $21.00Exp: 2024-12-02→ Common Stock (5,702 underlying) - 4,157
Option (right to buy)
Exercise: $28.59Exp: 2026-11-16→ Common Stock (4,157 underlying) - 10,000
Option (right to buy)
Exercise: $18.00Exp: 2024-08-05→ Common Stock (10,000 underlying)
Footnotes (8)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.78 - $34.16 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.
- [F2]These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
- [F3]These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
- [F4]These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
- [F5]These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
- [F6]These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
- [F7]Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
- [F8]These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
Issuer
Midland States Bancorp, Inc.
CIK 0001466026
Entity typeother
Related Parties
1- filerCIK 0001526239
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 9:24 AM ET
- Size
- 24.6 KB