HOLSCHBACH LEON J 4

4 · Midland States Bancorp, Inc. · Filed Oct 21, 2019

Form 4

Period: 2019-10-21

DirectorCEO

Transactions

Sale
Common Stock
2019-10-21$26.59/sh−8,766$233,088→ 151,595 total
Exercise/Conversion
Common Stock
2019-10-21$16.59/sh+8,766$145,428→ 160,361 total
Exercise/Conversion
Option (right to buy)
2019-10-21−8,766→ 0 total
Exercise: $16.59Exp: 2023-12-10→ Common Stock (8,766 underlying)

Holdings

Option (right to buy)
Exercise: $18.00Exp: 2024-08-05→ Common Stock (90,000 underlying)
90,000
Option (right to buy)
Exercise: $21.00Exp: 2024-12-02→ Common Stock (22,762 underlying)
22,762
Restricted Stock Unit
→ Common Stock (825 underlying)
825
Option (right to buy)
Exercise: $18.16Exp: 2020-12-06→ Common Stock (11,820 underlying)
11,820
Common Share Equivalent
→ Common Stock (4,330.76 underlying)
4,330.76

Footnotes (7)

[F1]Includes holdings through a self-directed IRA or revocable grantor trust
[F2]These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
[F3]These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
[F4]These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
[F5]Options vested on 12/31/2017.
[F6]Each common stock equivalent is the economic equivalent of one share of common stock.
[F7]Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.

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