HOLSCHBACH LEON J 4

4 · Midland States Bancorp, Inc. · Filed Nov 7, 2019

Form 4

Period: 2019-11-07

DirectorCEO

Transactions

Exercise/Conversion
Option (right to buy)
2019-11-07$18.00/sh−10,234$184,212→ 79,766 total
Exercise: $18.00Exp: 2024-08-05→ Common Stock (10,234 underlying)
Exercise/Conversion
Common Stock
2019-11-07$18.00/sh+10,234$184,212→ 161,829 total
Sale
Common Stock
2019-11-07$28.00/sh−10,234$286,552→ 151,595 total

Holdings

Option (right to buy)
Exercise: $21.00Exp: 2024-12-02→ Common Stock (22,762 underlying)
22,762
Restricted Stock Unit
→ Common Stock (825 underlying)
825
Option (right to buy)
Exercise: $18.16Exp: 2020-12-06→ Common Stock (11,820 underlying)
11,820
Common Share Equivalent
→ Common Stock (4,330.76 underlying)
4,330.76

Footnotes (6)

[F1]Includes holdings through a self-directed IRA or revocable grantor trust
[F2]Options vested on 12/31/2017.
[F3]These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
[F4]These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
[F5]Each common stock equivalent is the economic equivalent of one share of common stock.
[F6]Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.

Documents

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