Home/Filings/4/0001593968-20-000939
4//SEC Filing

HOLSCHBACH LEON J 4

Accession 0001593968-20-000939

CIK 0001466026other

Filed

Apr 1, 8:00 PM ET

Accepted

Apr 2, 10:34 AM ET

Size

17.5 KB

Accession

0001593968-20-000939

Insider Transaction Report

Form 4
Period: 2020-03-31
Transactions
  • Exercise/Conversion

    Common Stock

    2020-03-31$17.49/sh+825$14,429152,420 total
  • Exercise/Conversion

    Restricted Stock Unit

    2020-03-31$17.49/sh825$14,4290 total
    Common Stock (825 underlying)
  • Award

    Common Share Equivalent

    2020-03-31$17.49/sh+66.792$1,1684,433.816 total
    Common Stock (66.792 underlying)
Holdings
  • Option (right to buy)

    Exercise: $18.00Exp: 2024-08-05Common Stock (60,766 underlying)
    60,766
  • Option (right to buy)

    Exercise: $18.16Exp: 2020-12-06Common Stock (11,820 underlying)
    11,820
  • Option (right to buy)

    Exercise: $21.00Exp: 2024-12-02Common Stock (22,762 underlying)
    22,762
Footnotes (9)
  • [F1]Includes holdings through a self-directed IRA or revocable grantor trust
  • [F2]Each common stock equivalent is the economic equivalent of one share of common stock.
  • [F3]Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.
  • [F4]Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.
  • [F5]No exercisable date for this type of award
  • [F6]No Expiration date for this type of award
  • [F7]These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
  • [F8]These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
  • [F9]Options vested on 12/31/2017.

Issuer

Midland States Bancorp, Inc.

CIK 0001466026

Entity typeother

Related Parties

1
  • filerCIK 0001169100

Filing Metadata

Form type
4
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 10:34 AM ET
Size
17.5 KB