4//SEC Filing
Waksal Harlan 4
Accession 0001593968-21-001092
CIK 0001557142other
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 4:25 PM ET
Size
6.1 KB
Accession
0001593968-21-001092
Insider Transaction Report
Form 4
Waksal Harlan
DirectorPresident, CEO
Transactions
- Award
Performance Stock Option (right to buy)
2021-04-03+327,498→ 982,500 totalExercise: $4.06From: 2021-04-03Exp: 2028-04-03→ Common Stock, par value $0.001 (327,498 underlying)
Footnotes (2)
- [F1]On April 3, 2018, the reporting person was granted performance based stock options to purchase an aggregate of 982,500 shares of Kadmon Holdings, Inc. common stock (the "Performance Options"), which may be earned based on the achievement of three separate performance goals related to the Company's operating and research and development activities. Any Performance Options earned will generally vest in three equal installments on specified vesting dates between the date of achievement of the performance goals and the third anniversary of the grant date based on continued employment. The compensation committee of the board of directors of the Company has determined the first, second and third performance goals have been met, and 327,498 Performance Options vested on April 3, 2021, pursuant to the aforementioned vesting schedule.
- [F2]Only represents derivative securities of this class.
Documents
Issuer
Kadmon Holdings, Inc.
CIK 0001557142
Entity typeother
Related Parties
1- filerCIK 0001449008
Filing Metadata
- Form type
- 4
- Filed
- Apr 5, 8:00 PM ET
- Accepted
- Apr 6, 4:25 PM ET
- Size
- 6.1 KB