|4Apr 14, 5:30 PM ET

LaVerne Brandon H 4

4 · Ontrak, Inc. · Filed Apr 14, 2022

Insider Transaction Report

Form 4
Period: 2022-04-12
LaVerne Brandon H
Chief Financial Officer
Transactions
  • Award

    Option (right to buy)

    2022-04-12+37,00037,000 total
    Exercise: $1.73From: 2023-04-12Exp: 2029-04-12Ontrak, Inc. Common Stock (37,000 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    2,740
  • Option (right to buy)

    Exercise: $14.38From: 2021-03-25Exp: 2030-03-25Common Stock (20,862 underlying)
    20,862
  • Option (right to buy)

    Exercise: $14.38From: 2021-03-25Exp: 2030-03-25Common Stock (129,138 underlying)
    129,138
Footnotes (3)
  • [F1]As of April 12, 2022 Mr. LaVerne has acquired 2,740 shares of the Company's common stock under the Company's 401(k) plan.
  • [F2]These securities were granted to Mr. LaVerne for his services as the Chief Financial Officer of the Company.
  • [F3]25% of these options shall vest one year from the date of grant and the remaining options shall vest in 12 equal quarterly installments thereafter over the next three years.

Documents

1 file
  • 4
    primary_01.xmlPrimary

    PRIMARY DOCUMENT