KELLER ULRICH E. JR 4
4 · First Foundation Inc. · Filed Feb 24, 2023
Insider Transaction Report
Form 4
KELLER ULRICH E. JR
DirectorEXECUTIVE CHAIRMAN10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Unit
2023-02-22$15.00/sh−443$6,645→ 443 total→ Common Stock (443 underlying) - Exercise/Conversion
Common Stock
2023-02-23$15.05/sh+486$7,314→ 20,486 total - Tax Payment
Common Stock
2023-02-23$15.05/sh−168$2,528→ 20,318 total - Exercise/Conversion
Common Stock
2023-02-22$15.00/sh+443$6,645→ 20,761 total - Tax Payment
Common Stock
2023-02-22$15.00/sh−153$2,295→ 20,608 total - Exercise/Conversion
Restricted Stock Unit
2023-02-23$15.05/sh−486$7,314→ 0 total→ Common Stock (486 underlying)
Holdings
- 1,263,014(indirect: By Trust)
Common Stock
- 245,000(indirect: By Spouse)
Common Stock
- 2,563
Restricted Stock Unit
→ Common Stock (2,563 underlying) - 693,000(indirect: By Partnership)
Common Stock
Footnotes (7)
- [F1]RSU with Executives Vesting vesting schedule
- [F2]No exercise price for this type of award
- [F3]No exercisable date for this type of award
- [F4]Vesting dates: 02/23/2021, 02/23/2022, and 02/23/2023
- [F5]No expiration date for this type of award
- [F6]Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
- [F7]Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025