4//SEC Filing
SCHMIDT ERIC THOMAS 4
Accession 0001593968-23-000527
CIK 0001737287other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 8:17 PM ET
Size
8.3 KB
Accession
0001593968-23-000527
Insider Transaction Report
Form 4
SCHMIDT ERIC THOMAS
Chief Financial Officer
Transactions
- Award
Common Stock
2023-03-22+558,094→ 862,439 total - Award
Stock Option (Right to Buy)
2023-03-22+432,738→ 432,738 totalExercise: $5.04Exp: 2033-03-22→ Common Stock (432,738 underlying)
Holdings
- 1,152,595(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Includes 429,303 of performance RSUs which shall vest as follows: (1) 50% shall vest if the 30-day weighted average stock price is equal to or greater than $18 and (2) 50% shall vest upon the first regulatory approval of a product candidate. Notwithstanding the foregoing (1) any portion that vests upon the stock price threshold shall no longer vest and be terminated after three years from the grant date if such threshold has not been met in such three-year period, and (2) any portion that vests upon product candidate approval shall no longer vest and be terminated after five years from the grant date if such approval has not occurred in such five-year period.
- [F2]The securities are held in the name of the Eric Schmidt 2017 Family Irrevocable Trust
- [F3]25% of the shares subject to the stock option shall vest on March 13, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.
Documents
Issuer
Allogene Therapeutics, Inc.
CIK 0001737287
Entity typeother
Related Parties
1- filerCIK 0001754403
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 8:17 PM ET
- Size
- 8.3 KB