BLOCK JOHN R 4
4 · AEMETIS, INC · Filed Jun 20, 2023
Insider Transaction Report
Form 4
AEMETIS, INCAMTX
BLOCK JOHN R
Director
Transactions
- Exercise/Conversion
Common Stock
2023-06-15$2.59/sh+10,000$25,900→ 50,161 total - Tax Payment
Common Stock
2023-06-15$6.84/sh−3,787$25,903→ 46,374 total - Sale
Common Stock
2023-06-16$6.30/sh−19,205$121,013→ 27,169 total - Exercise/Conversion
Common Stock
2023-06-15$3.09/sh+50,000$154,500→ 77,169 total - Exercise/Conversion
Warrant (right to buy)
2023-06-15−10,000→ 0 totalExercise: $2.59From: 2015-12-11Exp: 2025-12-10→ Common stock and Series B Preferred (10,000 underlying) - Exercise/Conversion
Option (right to buy)
2023-06-15−50,000→ 0 totalExercise: $3.09From: 2021-01-08Exp: 2031-01-07→ Common stock and Series B Preferred (50,000 underlying) - Tax Payment
Common Stock
2023-06-15$6.84/sh−22,588$154,502→ 54,581 total
Footnotes (3)
- [F1]Represents shares withheld by the Issuer to pay the exercise price in connection with a cashless exercise of the warrant by the reporting person.
- [F2]Price reflects weighted average sales price; actual sales prices ranged from $6.2 to $6.35. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate purchase price.
- [F3]Represents shares withheld by the Issuer to pay the exercise price in connection with a cashless exercise of the option by the reporting person.