KELLER ULRICH E. JR 4
4 · First Foundation Inc. · Filed Feb 22, 2024
Insider Transaction Report
Form 4
KELLER ULRICH E. JR
DirectorChairman
Transactions
- Exercise/Conversion
Common Stock
[F1]2024-02-22$7.88/sh+443$3,491→ 21,002 total - Tax Payment
Common Stock
[F1]2024-02-22$7.88/sh−181$1,426→ 20,821 total - Exercise/Conversion
Restricted Stock Unit
[F2][F3][F4][F5]2024-02-22$7.88/sh−443$3,491→ 0 total→ Common Stock (443 underlying)
Holdings
- 1,255,622(indirect: By Trust)
Common Stock
- 693,000(indirect: By Partnership)
Common Stock
- 215,000(indirect: By Spouse)
Common Stock
- 1,709
Restricted Stock Unit
[F2][F3][F6][F5]→ Common Stock (1,709 underlying)
Footnotes (6)
- [F1]RSU with Executives Vesting vesting schedule
- [F2]No exercise price for this type of award
- [F3]No exercisable date for this type of award
- [F4]Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
- [F5]No expiration date for this type of award
- [F6]Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
Signature
/s/ Paul Newton attorney in fact for Ulrich E. Keller|2024-02-22