4//SEC Filing
Parker Craig C 4
Accession 0001593968-24-000562
CIK 0001824893other
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 5:27 PM ET
Size
14.3 KB
Accession
0001593968-24-000562
Insider Transaction Report
Form 4
Parker Craig C
DirectorChief Executive Officer
Transactions
- Purchase
Series C Common Stock Warrant (right to buy)
2024-04-04+5,712→ 5,712 totalExercise: $16.00→ Common Stock (5,712 underlying) - Purchase
Common Stock
2024-04-04+1,474→ 1,474 total - Purchase
Series B Common Stock Warrant (right to buy)
2024-04-04+1,603→ 1,603 totalExercise: $15.71From: 2024-04-04→ Common Stock (1,603 underlying) - Purchase
Series D Common Stock Warrant (right to buy)
2024-04-04+5,712→ 5,712 totalExercise: $16.00→ Common Stock (5,712 underlying) - Purchase
Series A Common Stock Warrant (right to buy)
2024-04-04+1,474→ 1,474 totalExercise: $16.96From: 2024-04-04Exp: 2029-04-04→ Common Stock (1,474 underlying)
Footnotes (4)
- [F1]On April 4, 2024, the reporting person acquired shares in a private placement by the Issuer pursuant to the terms of a Securities Purchase Agreement, dated as of April 1, 2024, by and among the Issuer and certain institutional investors and members of management, at a purchase price of $16.96 per share, which amount includes $1.25 for the accompanying common stock warrants.
- [F2]The warrant expires on the fifth trading day following the occurrence of the Series B Milestone Event (as defined in the Series B Common Stock Warrant). In the event the Series B Milestone Event has not occurred prior to the fifth anniversary of the issuance date of the warrant, the warrant will automatically terminate on such anniversary date.
- [F3]The warrant is exercisable for 30 days after the earlier of (i) the occurrence of the Series C Milestone Event (as defined in the Series C Common Stock Warrant) and (ii) a Fundamental Transaction (as defined in the Series C Common Stock Warrant).
- [F4]The warrant is exercisable for 30 days after the earlier of (i) the occurrence of the Series D Milestone Event (as defined in the Series D Common Stock Warrant) and (ii) a Fundamental Transaction (as defined in the Series D Common Stock Warrant).
Documents
Issuer
Surrozen, Inc./DE
CIK 0001824893
Entity typeother
Related Parties
1- filerCIK 0001526064
Filing Metadata
- Form type
- 4
- Filed
- Apr 7, 8:00 PM ET
- Accepted
- Apr 8, 5:27 PM ET
- Size
- 14.3 KB