Home/Filings/4/0001593968-25-000342
4//SEC Filing

Sabnani Janisha 4

Accession 0001593968-25-000342

CIK 0001053352other

Filed

Mar 10, 8:00 PM ET

Accepted

Mar 11, 6:40 PM ET

Size

10.0 KB

Accession

0001593968-25-000342

Insider Transaction Report

Form 4
Period: 2025-03-10
Sabnani Janisha
EVP/General Counsel
Transactions
  • Award

    Restricted Stock Unit

    2025-03-10+8,7578,757 total
    Exercise: $0.00From: 2026-03-10Exp: 2028-03-10Common Stock, No Par Value (8,757 underlying)
  • Award

    Performance-Based Restricted Stock Unit

    2025-03-10+8,7578,757 total
    Exercise: $0.00From: 2028-03-10Exp: 2028-03-10Common Stock, No Par Value (8,757 underlying)
Holdings
  • Restricted Stock Unit

    Exercise: $0.00From: 2026-02-27Exp: 2028-02-27Common Stock, No Par Value (14,285 underlying)
    14,285
Footnotes (4)
  • [F1]Each restricted stock unit represents a right to receive one share of Issuer common stock.
  • [F2]The restricted stock units vest in three equal installments commencing March 10, 2026, the first anniversary of the holder's grant date.
  • [F3]Each performance-based restricted stock unit, or PRSU, represents a right to receive one share of Issuer common stock.
  • [F4]The PRSUs will vest depending upon the Issuer's Return on Average Tangible Common Equity ("ROATCE") over a three-year period ("Performance Period"), relative to companies in a peer group selected by the Issuer as of the grant date ("Peer Group"). If the Issuer's ROATCE is at the 35th percentile of the Peer Group at the end of the Performance Period then 50% of the PRSUs will vest. If the Issuer's ROATCE is at the 50th percentile at the end of the Performance Period then 100% of the PRSUs will vest. If the Issuer's ROATCE is at the 75th percentile at the end of the Performance Period then 150% of the PRSUs will vest. Vesting between performance levels will be determined by straight-line interpolation. None of the PRSUs will vest if the Issuer's ROATCE does not exceed the 35th threshold of the Peer Group.

Issuer

HERITAGE COMMERCE CORP

CIK 0001053352

Entity typeother

Related Parties

1
  • filerCIK 0002055367

Filing Metadata

Form type
4
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 6:40 PM ET
Size
10.0 KB