Home/Filings/4/0001593968-25-000600
4//SEC Filing

Jones Robertson Clay JR 4

Accession 0001593968-25-000600

CIK 0001053352other

Filed

May 5, 8:00 PM ET

Accepted

May 6, 4:42 PM ET

Size

17.3 KB

Accession

0001593968-25-000600

Insider Transaction Report

Form 4
Period: 2025-05-02
Jones Robertson Clay JR
DirectorPresident and CEO
Transactions
  • Exercise/Conversion

    Common Stock, No Par Value

    2025-05-02+10,493264,720 total
  • Award

    Common Stock, No Par Value

    2025-05-02+1,287266,007 total
  • Exercise/Conversion

    Restricted Stock Unit

    2025-05-0210,49310,492 total
    Exercise: $0.00From: 2024-05-02Exp: 2026-05-02Common Stock, No Par Value (10,493 underlying)
Holdings
  • Performance-Based Restricted Stock Unit

    Exercise: $0.00From: 2028-03-10Exp: 2028-03-10Common Stock, No Par Value (29,690 underlying)
    29,690
  • Performance-Based Restricted Stock Unit

    Exercise: $0.00From: 2027-03-08Exp: 2027-03-08Common Stock, No Par Value (39,635 underlying)
    39,635
  • Restricted Stock Unit

    Exercise: $0.00From: 2025-03-08Exp: 2027-03-08Common Stock, No Par Value (26,424 underlying)
    26,424
  • Employee Stock Option (right to buy)

    Exercise: $10.74From: 2019-10-11Exp: 2028-07-01Heritage Commerce Corp - Common Stock (33,009 underlying)
    33,009
  • Performance-Based Restricted Stock Unit

    Exercise: $0.00From: 2026-05-02Exp: 2026-05-02Common Stock, No Par Value (31,477 underlying)
    31,477
  • Restricted Stock Unit

    Exercise: $0.00From: 2026-03-10Exp: 2028-03-10Common Stock, No Par Value (29,691 underlying)
    29,691
  • Employee Stock Option (right to buy)

    Exercise: $10.74From: 2019-10-11Exp: 2028-07-01Heritage Commerce Corp - Common Stock (16,390 underlying)
    16,390
Footnotes (2)
  • [F1]The reporting person acquired 1,287 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Units, or RSUs grant.
  • [F2]The RSUs vest annually in three equal installments commencing on May 2, 2024, the first anniversary of the holders' grant date. The remaining RSUs will vest on May 2, 2026.

Issuer

HERITAGE COMMERCE CORP

CIK 0001053352

Entity typeother

Related Parties

1
  • filerCIK 0001788938

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 4:42 PM ET
Size
17.3 KB