4//SEC Filing
Jones Robertson Clay JR 4
Accession 0001593968-25-000600
CIK 0001053352other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 4:42 PM ET
Size
17.3 KB
Accession
0001593968-25-000600
Insider Transaction Report
Form 4
Jones Robertson Clay JR
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock, No Par Value
2025-05-02+10,493→ 264,720 total - Award
Common Stock, No Par Value
2025-05-02+1,287→ 266,007 total - Exercise/Conversion
Restricted Stock Unit
2025-05-02−10,493→ 10,492 totalExercise: $0.00From: 2024-05-02Exp: 2026-05-02→ Common Stock, No Par Value (10,493 underlying)
Holdings
- 29,690
Performance-Based Restricted Stock Unit
Exercise: $0.00From: 2028-03-10Exp: 2028-03-10→ Common Stock, No Par Value (29,690 underlying) - 39,635
Performance-Based Restricted Stock Unit
Exercise: $0.00From: 2027-03-08Exp: 2027-03-08→ Common Stock, No Par Value (39,635 underlying) - 26,424
Restricted Stock Unit
Exercise: $0.00From: 2025-03-08Exp: 2027-03-08→ Common Stock, No Par Value (26,424 underlying) - 33,009
Employee Stock Option (right to buy)
Exercise: $10.74From: 2019-10-11Exp: 2028-07-01→ Heritage Commerce Corp - Common Stock (33,009 underlying) - 31,477
Performance-Based Restricted Stock Unit
Exercise: $0.00From: 2026-05-02Exp: 2026-05-02→ Common Stock, No Par Value (31,477 underlying) - 29,691
Restricted Stock Unit
Exercise: $0.00From: 2026-03-10Exp: 2028-03-10→ Common Stock, No Par Value (29,691 underlying) - 16,390
Employee Stock Option (right to buy)
Exercise: $10.74From: 2019-10-11Exp: 2028-07-01→ Heritage Commerce Corp - Common Stock (16,390 underlying)
Footnotes (2)
- [F1]The reporting person acquired 1,287 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Units, or RSUs grant.
- [F2]The RSUs vest annually in three equal installments commencing on May 2, 2024, the first anniversary of the holders' grant date. The remaining RSUs will vest on May 2, 2026.
Documents
Issuer
HERITAGE COMMERCE CORP
CIK 0001053352
Entity typeother
Related Parties
1- filerCIK 0001788938
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 4:42 PM ET
- Size
- 17.3 KB