SA THOMAS A 4
4 · HERITAGE COMMERCE CORP · Filed Nov 20, 2025
Insider Transaction Report
Form 4
SA THOMAS A
EVP/Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock, No Par Value
2025-11-18+12,554→ 33,057 total - Award
Common Stock, No Par Value
2025-11-18+503→ 20,503 total - Exercise/Conversion
Restricted Stock Unit
2025-11-18−12,554→ 25,110 totalExercise: $0.00From: 2025-11-18Exp: 2027-11-18→ Common Stock, No Par Value (12,554 underlying)
Holdings
- 13,036
Performance-Based Restricted Stock Unit
Exercise: $0.00From: 2028-03-10Exp: 2028-03-10→ Common Stock, No Par Value (13,036 underlying) - 13,036
Restricted Stock Unit
Exercise: $0.00From: 2026-03-10Exp: 2028-03-10→ Common Stock, No Par Value (13,036 underlying)
Footnotes (2)
- [F1]The reporting person acquired 503 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Units, or RSU's grant.
- [F2]The RSUs vest annually in three equal installments commencing on November 18, 2025, the first anniversary of the holders' grant date, the second tranche will vest on November 18, 2026.The remaining RSUs will vest on November 18, 2027.