4//SEC Filing
Maskara Alok 4
Accession 0001594767-22-000007
CIK 0001096056other
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 8:24 PM ET
Size
32.5 KB
Accession
0001594767-22-000007
Insider Transaction Report
Form 4
Maskara Alok
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2022-06-06−15,142→ 0 total→ Ordinary Shares (15,142 underlying) - Exercise/Conversion
Ordinary Shares
2022-06-06+7,560→ 273,311 total - Exercise/Conversion
Restricted Stock Units
2022-06-06−6,201→ 12,000 total→ Ordinary Shares (6,201 underlying) - Exercise/Conversion
Restricted Stock Units
2022-06-06−7,560→ 22,500 total→ Ordinary Shares (7,560 underlying) - Exercise/Conversion
Restricted Stock Units
2022-06-06−5,842→ 0 total→ Ordinary Shares (5,842 underlying) - Exercise/Conversion
Restricted Stock Units
2022-06-06−4,770→ 0 total→ Ordinary Shares (4,770 underlying) - Exercise/Conversion
Restricted Stock Units
2022-06-06−8,948→ 8,350 total→ Ordinary Shares (8,948 underlying) - Exercise/Conversion
Ordinary Shares
2022-06-06+6,201→ 265,751 total - Exercise/Conversion
Ordinary Shares
2022-06-06+4,770→ 283,923 total - Exercise/Conversion
Ordinary Shares
2022-06-06+9,600→ 317,613 total - Tax Payment
Ordinary Shares
2022-06-06$16.34/sh−29,312$478,958→ 288,301 total - Exercise/Conversion
Restricted Stock Units
2022-06-06−9,600→ 19,200 total→ Ordinary Shares (9,600 underlying) - Exercise/Conversion
Ordinary Shares
2022-06-06+5,842→ 279,153 total - Exercise/Conversion
Ordinary Shares
2022-06-06+8,948→ 292,871 total - Exercise/Conversion
Ordinary Shares
2022-06-06+15,142→ 308,013 total
Footnotes (8)
- [F1]Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
- [F2]The remaining Restricted Stock Units would normally vest in three equal annual installments on March 15, 2023, 2024, and 2025. In accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer, the remaining Restricted Stock Units will be forfeited and lapse. The amount above includes 201 additional Restricted Stock Units accrued through June 6, 2022 related to dividend reinvestment rights.
- [F3]The Restricted Stock Units would normally vest in four equal annual installments beginning on March 14, 2023. In accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer, the remaining Restricted Stock Units will be forfeited and lapse. The amount above includes 60 Restricted Stock Units accrued through June 6, 2022 related to dividend reinvestment rights.
- [F4]The remaining Restricted Stock Units would normally vest on March 14, 2023. In accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer, the Restricted Stock Units are fully vested. The amount above includes 542 additional Restricted Stock Units accrued through June 6, 2022 related to dividend reinvestment rights.
- [F5]Represents the vesting of the remaining performance-based Restricted Stock Units (at 50% target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units would normally vest on March 14, 2023 but fully vested on June 6, 2022 in accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer.
- [F6]The remaining Restricted Stock Units would normally vest in two equal annual installments on March 14, 2023 and March 14, 2024. In accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer, the remaining Restricted Stock Units will be forfeited and lapse. The amount above includes 598 additional Restricted Stock Units accrued through June 6, 2022 related to dividend reinvestment rights.
- [F7]Represents the vesting of performance-based Restricted Stock Units awarded on March 13, 2020. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the pro-rated performance period in accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer.
- [F8]Represents the vesting of performance-based Restricted Stock Units awarded on March 15, 2021. The performance-based Restricted Stock Units vested upon the achievement of an adjusted diluted EPS performance metric for the performance period ended December 31, 2021. The performance-based Restricted Stock Units normally vest in three equal annual installments beginning on March 14, 2023. The remaining performance-based Restricted Stock Units will be forfeited and lapse in accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer.
Documents
Issuer
LUXFER HOLDINGS PLC
CIK 0001096056
Entity typeother
Related Parties
1- filerCIK 0001594767
Filing Metadata
- Form type
- 4
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 8:24 PM ET
- Size
- 32.5 KB