Detrick Christine Rose 4

What Happened
Detrick Christine Rose, a director of Capital One Financial Corp (COF), was granted/issued 1,294 restricted stock units (transaction code A) on May 8, 2026. The award was reported as acquired at $0.00 per share (i.e., an RSU grant), so no cash was paid. The RSUs are scheduled to vest in full and settle in common stock on May 8, 2027; the reporting person is also entitled to additional shares representing accrued dividends on the shares issuable at settlement.

Key Details

• Transaction date: May 8, 2026; Filing date (Form 4): May 12, 2026 (filed within the two-business-day deadline).
• Transaction type/code: Award/Grant (A). Reported price: $0.00; shares granted/acquired: 1,294.
• Shares owned after transaction: Not specified in the provided filing excerpt.
• Footnotes:
  • F1: RSUs vest in their entirety and settle in shares on May 8, 2027; additional shares will be issued for dividends accrued on the underlying shares.
  • F2: Indicates inclusion of shares representing dividends accrued on previously issued RSUs since the last reported transaction.
• No indication of a 10b5-1 plan, cashless exercise, sale, or tax-withholding disposition in the excerpt.

Context
RSU grants are a form of compensation and do not represent an open-market purchase or sale; they typically reflect director compensation or retention awards rather than a direct bullish/selling signal. These RSUs convert to actual shares on the stated vesting/settlement date (May 8, 2027), at which point the recipient will hold shares and any related tax/treatment will apply.