4//SEC Filing
Lockey Claire 4
Accession 0001595585-19-000244
CIK 0001595585other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 8:03 PM ET
Size
15.8 KB
Accession
0001595585-19-000244
Insider Transaction Report
Form 4
Tricida, Inc.TCDA
Lockey Claire
Chief Dev. Officer and Sr. VP
Transactions
- Sale
Common Stock
2019-11-01$37.25/sh−448$16,688→ 0 total - Exercise/Conversion
Common Stock
2019-11-01$0.72/sh+10,100$7,272→ 10,100 total - Sale
Common Stock
2019-11-01$37.72/sh−3,700$139,564→ 6,400 total - Exercise/Conversion
Common Stock
2019-11-01$0.80/sh+448$358→ 448 total - Sale
Common Stock
2019-11-01$38.74/sh−6,400$247,936→ 0 total - Exercise/Conversion
Employee Stock Option (right to buy)
2019-11-01−10,100→ 10,000 totalExercise: $0.72Exp: 2024-12-03→ Common Stock (10,100 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2019-11-01−448→ 29,859 totalExercise: $0.80Exp: 2025-12-14→ Common Stock (448 underlying)
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2018.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.27 to $38.25, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) and (4) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.30 to $39.19, inclusive.
- [F4]This option vested 25% on November 9, 2016, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contained an early-exercise provision and was exercisable as to unvested shares, subject to the issuer's right of repurchase.
- [F5]This option vested 25% on November 26, 2015, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contained an early-exercise provision and was exercisable as to unvested shares, subject to the issuer's right of repurchase.
Documents
Issuer
Tricida, Inc.
CIK 0001595585
Entity typeother
Related Parties
1- filerCIK 0001591465
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 8:03 PM ET
- Size
- 15.8 KB