4//SEC Filing
VEITINGER KLAUS R DR 4
Accession 0001595585-19-000246
CIK 0001595585other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 8:11 PM ET
Size
13.0 KB
Accession
0001595585-19-000246
Insider Transaction Report
Form 4
Tricida, Inc.TCDA
VEITINGER KLAUS R DR
Director
Transactions
- Sale
Common Stock
2019-11-01$38.88/sh−1,750$68,040→ 41,315 total - Exercise/Conversion
Common Stock
2019-11-01$0.80/sh+1,750$1,400→ 43,065 total - Sale
Common Stock
2019-11-01$38.88/sh−1,750$68,040→ 51,444 total(indirect: By Trust) - Sale
Common Stock
2019-11-01$38.87/sh−1,750$68,023→ 51,444 total(indirect: By Trust) - Exercise/Conversion
Stock Option (right to buy)
2019-11-01−1,750→ 0 totalExercise: $0.80Exp: 2025-03-08→ Common Stock (1,750 underlying)
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2018.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.85 to $38.92, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), (3) and (5) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.85 to $38.95, inclusive.
- [F4]A third party serves as trustee for these trusts. The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.85 to $38.93, inclusive.
- [F6]This option vested 25% on March 9, 2016, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contained an early-exercise provision and was exercisable as to unvested shares, subject to the issuer's right of repurchase.
Documents
Issuer
Tricida, Inc.
CIK 0001595585
Entity typeother
Related Parties
1- filerCIK 0001283972
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 8:11 PM ET
- Size
- 13.0 KB