Stahl Wilhelm 4

4 · Tricida, Inc. · Filed Dec 26, 2019

Form 4

Period: 2019-12-23

Chief Tech Officer & Sr. VP

Transactions

Sale
Common Stock
2019-12-23$38.90/sh−50$1,945→ 14,806 total
Exercise/Conversion
Common Stock
2019-12-23$0.72/sh+50$36→ 14,856 total
Exercise/Conversion
Common Stock
2019-12-23$1.68/sh+2,950$4,956→ 17,756 total
Sale
Common Stock
2019-12-23$38.91/sh−2,950$114,784→ 14,806 total
Exercise/Conversion
Employee Stock Option (right to buy)
2019-12-23−2,950→ 200,442 total
Exercise: $1.68Exp: 2027-02-07→ Common Stock (2,950 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2019-12-23−50→ 0 total
Exercise: $0.72Exp: 2024-12-03→ Common Stock (50 underlying)

Footnotes (4)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.83 to $39.00, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
[F3]This option vested 25% on September 29, 2015, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contained an early-exercise provision and was exercisable as to unvested shares, subject to the issuer's right of repurchase.
[F4]This option vested 25% on February 1, 2018, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.

Documents

1 file