Stahl Wilhelm 4
4 · Tricida, Inc. · Filed Feb 6, 2020
Insider Transaction Report
Form 4
Tricida, Inc.TCDA
Stahl Wilhelm
Chief Tech Officer & Sr. VP
Transactions
- Exercise/Conversion
Common Stock
2020-02-05$1.68/sh+500$840→ 15,306 total - Exercise/Conversion
Employee Stock Option (right to buy)
2020-02-05−500→ 199,942 totalExercise: $1.68Exp: 2027-02-07→ Common Stock (500 underlying) - Sale
Common Stock
2020-02-05$38.91/sh−500$19,455→ 14,806 total
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.83 to $38.96, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]This option vested 25% on February 1, 2018, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.