Otto Dawn Parsell 4

Accession 0001595585-20-000068

CIK 0001595585other

View on SEC.gov Company Profile

Filed

May 11, 8:00 PM ET

Accepted

May 12, 8:38 PM ET

Size

23.9 KB

Accession

0001595585-20-000068

Insider Transaction Report

Form 4

Period: 2020-05-08

Tricida, Inc.TCDA

Otto Dawn Parsell

Sr VP, Clinical Development

Transactions

Exercise/Conversion
Employee Stock Option (right to buy)
2020-05-08−210→ 420 total
Exercise: $1.68Exp: 2026-09-26→ Common Stock (210 underlying)
Sale
Common Stock
2020-05-08$31.98/sh−210$6,716→ 255 total
Sale
Common Stock
2020-05-08$31.98/sh−830$26,543→ 255 total
Exercise/Conversion
Common Stock
2020-05-08$7.49/sh+523$3,917→ 778 total
Exercise/Conversion
Common Stock
2020-05-08$1.68/sh+830$1,394→ 1,085 total
Sale
Common Stock
2020-05-08$31.98/sh−523$16,726→ 255 total
Exercise/Conversion
Common Stock
2020-05-08$2.39/sh+1,437$3,434→ 1,692 total
Exercise/Conversion
Employee Stock Option (right to buy)
2020-05-08−830→ 4,190 total
Exercise: $1.68Exp: 2026-11-02→ Common Stock (830 underlying)
Exercise/Conversion
Common Stock
2020-05-08$1.68/sh+210$353→ 465 total
Sale
Common Stock
2020-05-08$31.98/sh−1,437$45,955→ 255 total
Exercise/Conversion
Employee Stock Option (right to buy)
2020-05-08−523→ 23,033 total
Exercise: $7.49Exp: 2028-03-14→ Common Stock (523 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2020-05-08−1,437→ 15,386 total
Exercise: $2.39Exp: 2027-09-13→ Common Stock (1,437 underlying)

Footnotes (5)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2019.
[F2]This option vested 25% on June 8, 2017, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
[F3]This option vested 25% on October 1, 2017, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
[F4]This option vests 25% on March 15, 2019, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
[F5]This option vests 25% on September 1, 2018, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.

Documents

1 file

4
wf-form4_158933028857074.xmlPrimary
FORM 4

Issuer

Tricida, Inc.

CIK 0001595585

→

Entity typeother

Related Parties

filerCIK 0001748808

Filing Metadata

Form type: 4
Filed: May 11, 8:00 PM ET
Accepted: May 12, 8:38 PM ET
Size: 23.9 KB

View on SEC.gov