4//SEC Filing
VEITINGER KLAUS R DR 4
Accession 0001595585-20-000086
CIK 0001595585other
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 7:44 PM ET
Size
9.5 KB
Accession
0001595585-20-000086
Insider Transaction Report
Form 4
Tricida, Inc.TCDA
VEITINGER KLAUS R DR
Director
Transactions
- Award
Common Stock
2020-06-11+5,670→ 46,985 total - Award
Stock Option (right to buy)
2020-06-11+22,967→ 22,967 totalExercise: $25.40Exp: 2030-06-10→ Common Stock (22,967 underlying)
Holdings
- 51,444(indirect: By Trust)
Common Stock
- 51,444(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Represents restricted stock units ("RSUs") that vest on the earlier of (i) the one-year anniversary of June 11, 2020 (the "Grant Date") and (ii) the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date (the "Next Annual Meeting"), subject to the Reporting Person's continuous service as a non-employee director through such vesting date. Each RSU represents a contingent right to receive one share of Common Stock.
- [F2]A third party serves as trustee for these trusts. The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]Subject to the Reporting Person's continuous service to the Issuer as a non-employee director through each vesting date, this option vests ratably on a monthly basis, on the monthly anniversary of June 11, 2020 ("Option Date"), over the one-year period following the Option Date so that the option shall be 100% vested and exercisable on the one-year anniversary of the Option Date ("Vesting Date"); provided, however, if the Next Annual Meeting occurs prior to the Vesting Date, then the option shall vest in full immediately prior to the Next Annual Meeting.
Documents
Issuer
Tricida, Inc.
CIK 0001595585
Entity typeother
Related Parties
1- filerCIK 0001283972
Filing Metadata
- Form type
- 4
- Filed
- Jun 14, 8:00 PM ET
- Accepted
- Jun 15, 7:44 PM ET
- Size
- 9.5 KB