KLAERNER GERRIT 4
4 · Tricida, Inc. · Filed Jul 2, 2020
Insider Transaction Report
Form 4
Tricida, Inc.TCDA
KLAERNER GERRIT
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2020-07-01$27.15/sh−4,000$108,600→ 547,321 total
Holdings
- 29,323(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2019.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.01 to $27.56, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]The shares were awarded to the reporting person's spouse in connection with independent services provided by the spouse to Tricida, Inc.