4//SEC Filing
KLAERNER GERRIT 4
Accession 0001595585-20-000108
CIK 0001595585other
Filed
Jul 15, 8:00 PM ET
Accepted
Jul 16, 7:30 PM ET
Size
6.5 KB
Accession
0001595585-20-000108
Insider Transaction Report
Form 4
Tricida, Inc.TCDA
KLAERNER GERRIT
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2020-07-15$26.33/sh−4,000$105,320→ 25,323 total(indirect: By Spouse)
Holdings
- 547,993
Common Stock
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on November 18, 2019.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.91 to $26.56, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]The shares were awarded to the reporting person's spouse in connection with independent services provided by the spouse to Tricida, Inc.
- [F4]This amount includes 672 shares acquired on June 30, 2020 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. This acquisition is exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B).
Documents
Issuer
Tricida, Inc.
CIK 0001595585
Entity typeother
Related Parties
1- filerCIK 0001743681
Filing Metadata
- Form type
- 4
- Filed
- Jul 15, 8:00 PM ET
- Accepted
- Jul 16, 7:30 PM ET
- Size
- 6.5 KB