Home/Filings/4/0001595585-21-000109
4//SEC Filing

Yoshiyama Annie 4

Accession 0001595585-21-000109

CIK 0001595585other

Filed

Aug 17, 8:00 PM ET

Accepted

Aug 18, 4:11 PM ET

Size

28.2 KB

Accession

0001595585-21-000109

Insider Transaction Report

Form 4
Period: 2021-08-16
Yoshiyama Annie
VP, Finance and CAO
Transactions
  • Award

    Employee Stock Option (right to buy)

    2021-08-16+3,9593,959 total
    Exercise: $3.88Exp: 2028-08-15Common Stock (3,959 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2021-08-164,0000 total
    Exercise: $34.27Exp: 2029-08-21Common Stock (4,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2021-08-1610,6300 total
    Exercise: $35.12Exp: 2030-02-23Common Stock (10,630 underlying)
  • Award

    Employee Stock Option (right to buy)

    2021-08-16+2,7472,747 total
    Exercise: $3.88Exp: 2028-08-15Common Stock (2,747 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2021-08-1630,0000 total
    Exercise: $31.85Exp: 2028-09-26Common Stock (30,000 underlying)
  • Award

    Employee Stock Option (right to buy)

    2021-08-16+2,7502,750 total
    Exercise: $3.88Exp: 2028-08-15Common Stock (2,750 underlying)
  • Award

    Employee Stock Option (right to buy)

    2021-08-16+9,2519,251 total
    Exercise: $3.88Exp: 2028-08-15Common Stock (9,251 underlying)
  • Award

    Employee Stock Option (right to buy)

    2021-08-16+6,0426,042 total
    Exercise: $3.88Exp: 2028-08-15Common Stock (6,042 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2021-08-1620,0000 total
    Exercise: $22.82Exp: 2029-02-19Common Stock (20,000 underlying)
  • Award

    Employee Stock Option (right to buy)

    2021-08-16+1,6001,600 total
    Exercise: $3.88Exp: 2028-08-15Common Stock (1,600 underlying)
  • Award

    Employee Stock Option (right to buy)

    2021-08-16+1,5061,506 total
    Exercise: $3.88Exp: 2028-08-15Common Stock (1,506 underlying)
Footnotes (10)
  • [F1]This cancelled option vested 25% on September 27, 2019 and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
  • [F10]On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on February 24, 2020. In exchange for the option, the reporting person received two stock options in the amounts of 1,506 and 2,747.
  • [F2]On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on September 27, 2018. In exchange for the option, the reporting person received two stock options in the amounts of 9,251 and 2,750.
  • [F3]This option vests on August 16, 2022.
  • [F4]This option vests one-third on August 16, 2022 and the remaining two-thirds vests in 24 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
  • [F5]This cancelled option vested 25% on February 20, 2020, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
  • [F6]On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on February 20, 2019. In exchange for the option, the reporting person received two stock options in the amounts of 6,042 and 3,959.
  • [F7]This cancelled option vested in 18 equal monthly installments from August 22, 2019 to February 22, 2021.
  • [F8]On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on August 22, 2019. In exchange for the option, the reporting person received 1,600 stock options.
  • [F9]This cancelled option vested 25% on February 24, 2021, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.

Issuer

Tricida, Inc.

CIK 0001595585

Entity typeother

Related Parties

1
  • filerCIK 0001835208

Filing Metadata

Form type
4
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 4:11 PM ET
Size
28.2 KB