Yoshiyama Annie 4
4 · Tricida, Inc. · Filed Aug 18, 2021
Insider Transaction Report
Form 4
Tricida, Inc.TCDA
Yoshiyama Annie
VP, Finance and CAO
Transactions
- Award
Employee Stock Option (right to buy)
2021-08-16+3,959→ 3,959 totalExercise: $3.88Exp: 2028-08-15→ Common Stock (3,959 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2021-08-16−4,000→ 0 totalExercise: $34.27Exp: 2029-08-21→ Common Stock (4,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2021-08-16−10,630→ 0 totalExercise: $35.12Exp: 2030-02-23→ Common Stock (10,630 underlying) - Award
Employee Stock Option (right to buy)
2021-08-16+2,747→ 2,747 totalExercise: $3.88Exp: 2028-08-15→ Common Stock (2,747 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2021-08-16−30,000→ 0 totalExercise: $31.85Exp: 2028-09-26→ Common Stock (30,000 underlying) - Award
Employee Stock Option (right to buy)
2021-08-16+2,750→ 2,750 totalExercise: $3.88Exp: 2028-08-15→ Common Stock (2,750 underlying) - Award
Employee Stock Option (right to buy)
2021-08-16+9,251→ 9,251 totalExercise: $3.88Exp: 2028-08-15→ Common Stock (9,251 underlying) - Award
Employee Stock Option (right to buy)
2021-08-16+6,042→ 6,042 totalExercise: $3.88Exp: 2028-08-15→ Common Stock (6,042 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2021-08-16−20,000→ 0 totalExercise: $22.82Exp: 2029-02-19→ Common Stock (20,000 underlying) - Award
Employee Stock Option (right to buy)
2021-08-16+1,600→ 1,600 totalExercise: $3.88Exp: 2028-08-15→ Common Stock (1,600 underlying) - Award
Employee Stock Option (right to buy)
2021-08-16+1,506→ 1,506 totalExercise: $3.88Exp: 2028-08-15→ Common Stock (1,506 underlying)
Footnotes (10)
- [F1]This cancelled option vested 25% on September 27, 2019 and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
- [F10]On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on February 24, 2020. In exchange for the option, the reporting person received two stock options in the amounts of 1,506 and 2,747.
- [F2]On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on September 27, 2018. In exchange for the option, the reporting person received two stock options in the amounts of 9,251 and 2,750.
- [F3]This option vests on August 16, 2022.
- [F4]This option vests one-third on August 16, 2022 and the remaining two-thirds vests in 24 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
- [F5]This cancelled option vested 25% on February 20, 2020, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
- [F6]On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on February 20, 2019. In exchange for the option, the reporting person received two stock options in the amounts of 6,042 and 3,959.
- [F7]This cancelled option vested in 18 equal monthly installments from August 22, 2019 to February 22, 2021.
- [F8]On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on August 22, 2019. In exchange for the option, the reporting person received 1,600 stock options.
- [F9]This cancelled option vested 25% on February 24, 2021, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.