4//SEC Filing
KLAERNER GERRIT 4
Accession 0001595585-21-000143
CIK 0001595585other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 4:29 PM ET
Size
6.5 KB
Accession
0001595585-21-000143
Insider Transaction Report
Form 4
Tricida, Inc.TCDA
KLAERNER GERRIT
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2021-12-08$7.84/sh−8,000$62,720→ 370,157 total
Holdings
- 25,323(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2020.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.61 to $8.00, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]This amount includes 1,664 shares acquired on November 30, 2021 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. This acquisition is exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B).
- [F4]The shares were awarded to the reporting person's spouse in connection with independent services provided by the spouse to Tricida, Inc.
Documents
Issuer
Tricida, Inc.
CIK 0001595585
Entity typeother
Related Parties
1- filerCIK 0001743681
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 4:29 PM ET
- Size
- 6.5 KB