4//SEC Filing
RUBICON PROJECT, INC. 4
Accession 0001595974-16-000016
$MGNICIK 0001595974operating
Filed
May 16, 8:00 PM ET
Accepted
May 17, 9:54 PM ET
Size
14.4 KB
Accession
0001595974-16-000016
Insider Transaction Report
Form 4
TAPPIN TODD L
CFO & COO
Transactions
- Tax Payment
Common Stock
2016-05-15$14.31/sh−8,567$122,594→ 457,794 total - Sale
Common Stock
2016-05-17$14.15/sh−38,460$544,209→ 441,327 total - Sale
Common Stock
2016-05-16$14.20/sh−14,063$199,695→ 443,731 total - Sale
Common Stock
2016-05-17$14.21/sh−2,404$34,161→ 441,327 total - Exercise/Conversion
Stock Option (right to buy)
2016-05-17−38,460→ 111,302 totalExercise: $7.80Exp: 2023-02-01→ Common Stock (38,460 underlying) - Exercise/Conversion
Common Stock
2016-05-17$7.80/sh+38,460$299,988→ 479,787 total
Footnotes (8)
- [F1]Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in order to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.99 to $14.33, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4, and 5 to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.16 to $14.42, inclusive.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.11 to $14.20, inclusive.
- [F6]The option, representing a right to purchase a total of 593,650 shares, became exercisable with respect to 25% of the grant on January 28, 2014 and becomes exercisable with respect to the remainder in 36 equal installments each calendar month thereafter.
- [F7]Granted as compensation for services.
- [F8]Adjusted from the number reported on Column 9 of the Form 4 filed by the reporting person on April 29, 2016 due to an inadvertent error made when calculating the number of derivative securities beneficially owned by the reporting person following the transaction reported on the April 29, 2016 Form 4. The April 29, 2016 Form 4 should have stated that 149,762 derivative securities were beneficially owned by the reporting person following the reported transaction.
Documents
Issuer
RUBICON PROJECT, INC.
CIK 0001595974
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001595974
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 9:54 PM ET
- Size
- 14.4 KB