4//SEC Filing
Mandal Sumant 4
Accession 0001595974-18-000130
CIK 0001595974other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 7:30 PM ET
Size
7.8 KB
Accession
0001595974-18-000130
Insider Transaction Report
Form 4
Mandal Sumant
Director
Transactions
- Other
Common Stock
2018-12-03−508,938→ 2,566,856 total(indirect: See Footnotes)
Holdings
- 41,496
Common Stock
Footnotes (5)
- [F1]Reflects 1,746 shares of Common Stock of the Issuer (the "Shares") received by the reporting person on December 3, 2018 in connection with pro-rata distributions-in-kind of shares for no consideration. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F2]Represents the following distributions on December 3, 2018, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,240 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On December 3, 2018, CVM III distributed to its members, including the reporting person, the 1,240 Shares that it received as a distribution on December 3, 2018 from CVP III-A.
- [F3]These distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F4]Represents (i) 11,283 Shares directly beneficially owned by CVM III, (ii) 2,510,692 Shares directly beneficially owned by CVP III-A, and (iii) 44,881 Shares directly beneficially owned by CVP III-B (together with CVM III and CVP III-A, the "Funds"). The reporting person is a managing member of CVM III and a member of CVP III-B.
- [F5]The reporting person disclaims beneficial ownership of the Shares held by the Funds, except to the extent of his pecuniary interest therein, if any, and the inclusion of these Shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
RUBICON PROJECT, INC.
CIK 0001595974
Entity typeother
Related Parties
1- filerCIK 0001603810
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 7:30 PM ET
- Size
- 7.8 KB