$NUWE·4

Sunshine Heart, Inc. · Oct 2, 4:50 PM ET

Sunshine Heart, Inc. 4

4 · Sunshine Heart, Inc. · Filed Oct 2, 2014

Insider Transaction Report

Form 4
Period: 2014-10-01
Kridner Debra
VP Clinical Research
Transactions
  • Tax Payment

    Common Stock

    2014-10-01$5.53/sh557$3,08031,070 total
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $6.23From: 2011-08-18Exp: 2021-08-17Common Stock (43,810 underlying)
    43,810
  • Employee Stock Option (right to buy)

    Exercise: $7.30From: 2011-11-02Exp: 2021-11-01Common Stock (5,000 underlying)
    5,000
Footnotes (2)
  • [F1]557 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 1,650 RSUs.
  • [F2]On September 23, 2014, the Board of Directors supplemented the insider's Option Agreement to denominate the option exercise currency as US Dollars rather than Australian Dollars as denominated at the time of the grant. The options were originally reported on Form 3 in US currency as converted from the Australian Dollar amount of the exercise price.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT