4//SEC Filing
Sunshine Heart, Inc. 4
Accession 0001596771-14-000084
$NUWECIK 0001506492operating
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 4:50 PM ET
Size
7.5 KB
Accession
0001596771-14-000084
Insider Transaction Report
Form 4
Kridner Debra
VP Clinical Research
Transactions
- Tax Payment
Common Stock
2014-10-01$5.53/sh−557$3,080→ 31,070 total
Holdings
- 43,810
Employee Stock Option (right to buy)
Exercise: $6.23From: 2011-08-18Exp: 2021-08-17→ Common Stock (43,810 underlying) - 5,000
Employee Stock Option (right to buy)
Exercise: $7.30From: 2011-11-02Exp: 2021-11-01→ Common Stock (5,000 underlying)
Footnotes (2)
- [F1]557 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 1,650 RSUs.
- [F2]On September 23, 2014, the Board of Directors supplemented the insider's Option Agreement to denominate the option exercise currency as US Dollars rather than Australian Dollars as denominated at the time of the grant. The options were originally reported on Form 3 in US currency as converted from the Australian Dollar amount of the exercise price.
Documents
Issuer
Sunshine Heart, Inc.
CIK 0001506492
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001506492
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 4:50 PM ET
- Size
- 7.5 KB