4//SEC Filing
Sunshine Heart, Inc. 4
Accession 0001596771-17-000003
$NUWECIK 0001506492operating
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 4:12 PM ET
Size
5.1 KB
Accession
0001596771-17-000003
Insider Transaction Report
Form 4
Drayton Claudia
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2017-01-15$8.19/sh−54$442→ 762 total
Footnotes (2)
- [F1]On January 12, 2017, the Issuer effected a 1-for-30 reverse stock split of the issued and outstanding shares of its common stock. The monthly vesting of restricted stock units (RSUs) was adjusted to reflect the reverse stock split, and as a result, 54 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 106 RSUs.
- [F2]Upon effectiveness of the reverse stock split, every 30 shares of common stock was automatically converted into one share of common stock, resulting in a decrease of the insider's common stock holdings of 23,665 shares.
Documents
Issuer
Sunshine Heart, Inc.
CIK 0001506492
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001506492
Filing Metadata
- Form type
- 4
- Filed
- Jan 16, 7:00 PM ET
- Accepted
- Jan 17, 4:12 PM ET
- Size
- 5.1 KB