4//SEC Filing
Miyamoto Lance 4
Accession 0001596783-18-000158
CIK 0001596783other
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 11:59 AM ET
Size
10.8 KB
Accession
0001596783-18-000158
Insider Transaction Report
Form 4
Catalent, Inc.CTLT
Miyamoto Lance
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2018-10-16$12.14/sh+18,000$218,520→ 64,799 total - Sale
Common Stock
2018-10-16$42.50/sh−6,525$277,313→ 46,799 total - Tax Payment
Common Stock
2018-10-16$42.50/sh−11,475$487,688→ 53,324 total - Exercise/Conversion
Options to purchase Common Stock
2018-10-16−18,000→ 63,380 totalExercise: $12.14Exp: 2021-03-14→ Common Stock (18,000 underlying)
Footnotes (5)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
- [F2]Includes restricted stock units.
- [F3]Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
- [F4]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $42.50 to $42.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]On March 14, 2011, the reporting person was granted options to purchase common stock of the Issuer, which options began to vest and become exercisable upon the passage of time and, in certain cases, the satisfaction of performance criteria beginning March 14, 2012. (S1033, S1076)
Documents
Issuer
Catalent, Inc.
CIK 0001596783
Entity typeother
Related Parties
1- filerCIK 0001417430
Filing Metadata
- Form type
- 4
- Filed
- Oct 17, 8:00 PM ET
- Accepted
- Oct 18, 11:59 AM ET
- Size
- 10.8 KB