Home/Filings/4/0001596783-19-000017
4//SEC Filing

Downie William 4

Accession 0001596783-19-000017

CIK 0001596783other

Filed

Feb 19, 7:00 PM ET

Accepted

Feb 20, 3:48 PM ET

Size

20.8 KB

Accession

0001596783-19-000017

Insider Transaction Report

Form 4
Period: 2019-02-15
Downie William
See Remarks
Transactions
  • Tax Payment

    Common Stock

    2019-02-15$42.00/sh3,688$154,89640,893 total
  • Tax Payment

    Common Stock

    2019-02-15$42.00/sh3,377$141,83441,854 total
  • Exercise/Conversion

    Common Stock

    2019-02-15$20.50/sh+5,061$103,75144,581 total
  • Exercise/Conversion

    Common Stock

    2019-02-15$31.96/sh+3,058$97,73444,912 total
  • Tax Payment

    Common Stock

    2019-02-15$42.00/sh2,671$112,18242,241 total
  • Sale

    Common Stock

    2019-02-15$42.00/sh7,315$307,23034,926 total
  • Exercise/Conversion

    Options to purchase Common Stock

    2019-02-155,0610 total
    Exercise: $20.50From: 2015-07-30Exp: 2024-07-30Common Stock (5,061 underlying)
  • Exercise/Conversion

    Options to purchase Common Stock

    2019-02-153,0583,059 total
    Exercise: $31.96From: 2016-08-27Exp: 2025-08-27Common Stock (3,058 underlying)
  • Exercise/Conversion

    Options to purchase Common Stock

    2019-02-154,3388,677 total
    Exercise: $24.44From: 2017-07-26Exp: 2026-07-26Common Stock (4,338 underlying)
  • Exercise/Conversion

    Common Stock

    2019-02-15$24.44/sh+4,338$106,02145,231 total
Footnotes (6)
  • [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
  • [F2]Includes restricted stock units.
  • [F3]Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
  • [F4]On July 30, 2014, the reporting person was granted options to purchase 20,244 shares of common stock of the Issuer, which vest and become exercisable in four equal annual installments beginning on July 30, 2015. (S1221)
  • [F5]On August 27, 2015, the reporting person was granted options to purchase 12,233 shares of common stock of the Issuer, which vest and become exercisable in four equal annual installments beginning on August 27, 2016. (S10)
  • [F6]On July 26, 2016, the reporting person was granted options to purchase 17,353 shares of common stock of the Issuer, which vest and become exercisable in four equal annual installments beginning on July 26, 2017. (S68)

Issuer

Catalent, Inc.

CIK 0001596783

Entity typeother

Related Parties

1
  • filerCIK 0001612228

Filing Metadata

Form type
4
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 3:48 PM ET
Size
20.8 KB