Miyamoto Lance 4

Accession 0001596783-19-000023

CIK 0001596783other

Filed

Mar 10, 8:00 PM ET

Accepted

Mar 11, 7:31 PM ET

Size

26.7 KB

Accession

0001596783-19-000023

Form 4

Period: 2019-03-07

See Remarks

Transactions

Exercise/Conversion
Common Stock
2019-03-07$18.71/sh+13,540$253,333→ 73,199 total
Tax Payment
Common Stock
2019-03-07$42.64/sh−8,362$356,556→ 67,413 total
Exercise/Conversion
Common Stock
2019-03-07$12.14/sh+63,380$769,433→ 130,793 total
Sale
Common Stock
2019-03-07$42.55/sh−119$5,063→ 46,799 total
Exercise/Conversion
Options to purchase Common Stock
2019-03-07−35,000→ 0 total
Exercise: $18.71Exp: 2023-06-25→ Common Stock (35,000 underlying)
Tax Payment
Common Stock
2019-03-07$42.64/sh−22,140$944,050→ 59,659 total
Tax Payment
Common Stock
2019-03-07$42.64/sh−9,114$388,621→ 64,085 total
Exercise/Conversion
Common Stock
2019-03-07$18.71/sh+11,690$218,720→ 75,775 total
Exercise/Conversion
Common Stock
2019-03-07$18.71/sh+35,000$654,850→ 81,799 total
Tax Payment
Common Stock
2019-03-07$42.64/sh−40,375$1,721,590→ 90,418 total
Sale
Common Stock
2019-03-07$42.49/sh−43,500$1,848,315→ 46,918 total
Exercise/Conversion
Options to purchase Common Stock
2019-03-07−11,690→ 0 total
Exercise: $18.71Exp: 2023-06-25→ Common Stock (11,690 underlying)
Exercise/Conversion
Options to purchase Common Stock
2019-03-07−63,380→ 0 total
Exercise: $12.14Exp: 2021-03-14→ Common Stock (63,380 underlying)
Exercise/Conversion
Options to purchase Common Stock
2019-03-07−13,540→ 0 total
Exercise: $18.71From: 2016-09-09Exp: 2023-06-25→ Common Stock (13,540 underlying)

Footnotes (5)

[F1]Includes restricted stock units.
[F2]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $42.40 to $42.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]On June 25, 2013, the reporting person was granted an option to purchase 35,000 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments beginning on June 30, 2014.
[F4]On June 25, 2013, the reporting person was granted an option to purchase 11,690 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments based on satisfaction of certain performance-based vesting criteria for each of the fiscal years ending June 30, 2014 through June 30, 2018.
[F5]On March 14, 2011, the reporting person was granted an option to purchase common stock of the Issuer, which option began to vest and become exercisable upon the passage of time and, in certain cases, the satisfaction of performance criteria beginning March 14, 2012.

Documents

1 file

Catalent, Inc.

CIK 0001596783

Entity typeother