4//SEC Filing
BUZY PETER L 4
Accession 0001596783-19-000048
CIK 0001596783other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 5:40 PM ET
Size
10.8 KB
Accession
0001596783-19-000048
Insider Transaction Report
Form 4
Catalent, Inc.CTLT
BUZY PETER L
President, Gene Therapy
Transactions
- Award
Options to purchase Common Stock
2019-05-17+230,093→ 230,093 totalExercise: $0.88From: 2019-05-17Exp: 2024-12-16→ Common Stock (230,093 underlying) - Award
Restricted Stock Units
2019-05-17+44,082→ 44,082 totalExercise: $0.00From: 2021-05-17Exp: 2021-05-17→ Common Stock (44,082 underlying) - Award
Options to purchase Common Stock
2019-05-17+161,813→ 161,813 totalExercise: $45.37From: 2021-05-17Exp: 2029-05-17→ Common Stock (161,813 underlying)
Footnotes (5)
- [F1]Options to purchase common stock received by the reporting person under the Issuer's omnibus incentive plan in connection with the assumption of certain vested, in-the-money options held by reporting person under the incentive plan of Paragon Bioservices, Inc. coincident with that entity's acquisition by one of Issuer's subsidiaries. The number of options and the exercise price thereof are subject to adjustment based on post-closing net purchase price adjustments.
- [F2]Options to purchase common stock received by the reporting person under the Issuer's omnibus incentive plan in connection with reporting person's election as an executive officer of Issuer.
- [F3]Vesting as to 50% of the options may be accelerated based on the satisfaction of certain performance criteria.
- [F4]Restricted stock units (RSUs) received by the reporting person under the Issuer's omnibus incentive plan in connection with reporting person's election as an executive officer of Issuer. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting.
- [F5]Vesting will not occur, and the RSUs will be forfeited, if reporting person fails to purchase and hold an agreed-upon amount of the Issuer's common stock through the scheduled vesting date.
Documents
Issuer
Catalent, Inc.
CIK 0001596783
Entity typeother
Related Parties
1- filerCIK 0001252570
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 5:40 PM ET
- Size
- 10.8 KB