Littlejohns Barry 4

Accession 0001596783-19-000059

CIK 0001596783other

View on SEC.gov Company Profile

Filed

Jul 15, 8:00 PM ET

Accepted

Jul 16, 7:21 PM ET

Size

27.6 KB

Accession

0001596783-19-000059

Insider Transaction Report

Form 4

Period: 2019-07-12

Catalent, Inc.CTLT

Littlejohns Barry

See Remarks

Transactions

Exercise/Conversion
Common Stock
2019-07-12$18.57/sh+17,500$324,975→ 55,218 total
Sale
Common Stock
2019-07-12$53.53/sh−15,840$847,915→ 37,818 total
Tax Payment
Common Stock
2019-07-12$53.54/sh−4,523$242,161→ 45,759 total
Tax Payment
Common Stock
2019-07-12$53.54/sh−3,145$168,383→ 47,318 total
Tax Payment
Common Stock
2019-07-12$53.54/sh−13,904$744,420→ 53,658 total
Exercise/Conversion
Common Stock
2019-07-12$18.57/sh+6,764$125,607→ 50,282 total
Exercise/Conversion
Options to purchase Common Stock
2019-07-12−6,764→ 0 total
Exercise: $18.57From: 2016-09-09Exp: 2022-12-11→ Common Stock (6,764 underlying)
Tax Payment
Common Stock
2019-07-12$53.54/sh−11,700$626,418→ 43,518 total
Exercise/Conversion
Options to purchase Common Stock
2019-07-12−17,500→ 0 total
Exercise: $18.57Exp: 2022-12-11→ Common Stock (17,500 underlying)
Exercise/Conversion
Options to purchase Common Stock
2019-07-12−4,704→ 0 total
Exercise: $18.57Exp: 2022-12-11→ Common Stock (4,704 underlying)
Exercise/Conversion
Common Stock
2019-07-12$18.57/sh+4,704$87,353→ 50,463 total
Sale
Common Stock
2019-07-12$54.29/sh−100$5,429→ 37,718 total
Exercise/Conversion
Options to purchase Common Stock
2019-07-12−20,244→ 0 total
Exercise: $20.50Exp: 2024-07-30→ Common Stock (20,244 underlying)
Exercise/Conversion
Common Stock
2019-07-12$20.50/sh+20,244$415,002→ 67,562 total

Footnotes (8)

[F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
[F2]Includes restricted stock units.
[F3]Represents shares sold pursuant to the Rule 10b5-1 trading plan identified in footnote 1.
[F4]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $53.16 to $54.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]On December 11, 2012, the reporting person was granted options to purchase 17,500 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments beginning on December 11, 2013 (S1045).
[F6]On December 11, 2012, the reporting person was granted options to purchase shares of common stock of the Issuer, 6,764 of which vested and became exercisable on September 9, 2016 (S1191 and S1148).
[F7]On December 11, 2012, the reporting person was granted options to purchase shares of common stock of the Issuer over a five year period, 4,704 of which vested and became exercisable based on satisfaction of certain performance criteria (S1088).
[F8]On July 30, 2014, the reporting person was granted options to purchase 20,244 shares of common stock of the Issuer, which vested and became exercisable in four equal annual installments beginning on July 30, 2015 (S1222).

Documents

1 file

4
wf-form4_156331925565743.xmlPrimary
FORM 4

Issuer

Catalent, Inc.

CIK 0001596783

→

Entity typeother

Related Parties

filerCIK 0001612209

Filing Metadata

Form type: 4
Filed: Jul 15, 8:00 PM ET
Accepted: Jul 16, 7:21 PM ET
Size: 27.6 KB

View on SEC.gov