Chiminski John R 4

Accession 0001596783-21-000140

CIK 0001596783other

View on SEC.gov Company Profile

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 6:51 PM ET

Size

28.0 KB

Accession

0001596783-21-000140

Insider Transaction Report

Form 4

Period: 2021-10-01

Catalent, Inc.CTLT

Chiminski John R

DirectorSee Remarks

Transactions

Exercise/Conversion
Options to purchase Common Stock
2021-10-01−34,635→ 34,638 total
Exercise: $43.88Exp: 2028-07-23→ Common Stock (34,635 underlying)
Exercise/Conversion
Options to purchase Common Stock
2021-10-01−15,264→ 0 total
Exercise: $34.91Exp: 2027-08-23→ Common Stock (15,264 underlying)
Exercise/Conversion
Common Stock
2021-10-01$36.02/sh+25,939$934,323→ 244,811 total
Exercise/Conversion
Common Stock
2021-10-01$43.88/sh+34,635$1,519,784→ 294,710 total
Exercise/Conversion
Common Stock
2021-10-01$34.91/sh+15,264$532,866→ 260,075 total
Sale
Common Stock
2021-10-01$127.34/sh−4,601$585,891→ 290,109 total
Sale
Common Stock
2021-10-01$132.86/sh−4,888$649,420→ 142,073 total
Exercise/Conversion
Options to purchase Common Stock
2021-10-01−25,939→ 0 total
Exercise: $36.02Exp: 2027-07-24→ Common Stock (25,939 underlying)
Sale
Common Stock
2021-10-01$128.10/sh−18,510$2,371,131→ 271,599 total
Sale
Common Stock
2021-10-01$132.18/sh−64,031$8,463,618→ 146,961 total
Sale
Common Stock
2021-10-01$130.39/sh−21,245$2,770,136→ 237,654 total
Sale
Common Stock
2021-10-01$129.22/sh−12,700$1,641,094→ 258,899 total
Sale
Common Stock
2021-10-01$131.21/sh−26,662$3,498,321→ 210,992 total

Footnotes (13)

[F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
[F10]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $132.74 to $133.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F11]The options vest and become exercisable in four equal annual installments beginning on July 24, 2018.
[F12]The options vest and become exercisable in four equal annual installments beginning on August 23, 2018.
[F13]The options vest and become exercisable in four equal annual installments beginning on July 23, 2019.
[F2]Includes restricted stock units.
[F3]Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
[F4]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $126.68 to $127.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $127.71 to $128.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F6]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $128.72 to $129.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F7]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $129.72 to $130.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F8]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $130.72 to $131.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F9]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $131.74 to $132.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Documents

1 file

4
wf-form4_163347425797354.xmlPrimary
FORM 4

Issuer

Catalent, Inc.

CIK 0001596783

→

Entity typeother

Related Parties

filerCIK 0001482197

Filing Metadata

Form type: 4
Filed: Oct 4, 8:00 PM ET
Accepted: Oct 5, 6:51 PM ET
Size: 28.0 KB

View on SEC.gov