Fasman Steven L 4

Accession 0001596783-21-000145

CIK 0001596783other

View on SEC.gov Company Profile

Filed

Oct 5, 8:00 PM ET

Accepted

Oct 6, 5:37 PM ET

Size

25.8 KB

Accession

0001596783-21-000145

Insider Transaction Report

Form 4

Period: 2021-10-04

Catalent, Inc.CTLT

Fasman Steven L

See Remarks

Transactions

Exercise/Conversion
Common Stock
2021-10-04$36.02/sh+4,683$168,682→ 79,271 total
Exercise/Conversion
Common Stock
2021-10-04$88.10/sh+2,155$189,856→ 91,847 total
Exercise/Conversion
Common Stock
2021-10-04$54.94/sh+6,622$363,813→ 89,692 total
Sale
Common Stock
2021-10-04$131.04/sh−1,800$235,872→ 57,133 total
Exercise/Conversion
Options to purchase Common Stock
2021-10-04−6,622→ 6,622 total
Exercise: $54.94Exp: 2029-07-22→ Common Stock (6,622 underlying)
Exercise/Conversion
Options to purchase Common Stock
2021-10-04−2,155→ 6,466 total
Exercise: $88.10Exp: 2030-07-30→ Common Stock (2,155 underlying)
Exercise/Conversion
Common Stock
2021-10-04$43.88/sh+3,799$166,700→ 83,070 total
Sale
Common Stock
2021-10-04$128.56/sh−20,513$2,637,151→ 71,334 total
Sale
Common Stock
2021-10-04$129.17/sh−8,209$1,060,357→ 63,125 total
Sale
Common Stock
2021-10-04$130.39/sh−4,192$546,595→ 58,933 total
Exercise/Conversion
Options to purchase Common Stock
2021-10-04−4,683→ 0 total
Exercise: $36.02Exp: 2027-07-24→ Common Stock (4,683 underlying)
Exercise/Conversion
Options to purchase Common Stock
2021-10-04−3,799→ 3,802 total
Exercise: $43.88Exp: 2028-07-23→ Common Stock (3,799 underlying)

Footnotes (11)

[F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
[F10]The options vest and become exercisable in four equal annual installments beginning on July 22, 2020.
[F11]The options vest and become exercisable in four equal annual installments beginning on July 30, 2021.
[F2]Includes restricted stock units.
[F3]Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
[F4]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $127.86 to $128.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $128.86 to $129.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F6]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $129.86 to $130.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F7]Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $130.87 to $131.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F8]The options vest and become exercisable in four equal annual installments beginning on July 24, 2018.
[F9]The options vest and become exercisable in four equal annual installments beginning on July 23, 2019.

Documents

1 file

4
wf-form4_163355622810593.xmlPrimary
FORM 4

Issuer

Catalent, Inc.

CIK 0001596783

→

Entity typeother

Related Parties

filerCIK 0001397844

Filing Metadata

Form type: 4
Filed: Oct 5, 8:00 PM ET
Accepted: Oct 6, 5:37 PM ET
Size: 25.8 KB

View on SEC.gov