4//SEC Filing
Huang Gina 4
Accession 0001600805-20-000013
CIK 0000924168other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 4:34 PM ET
Size
11.0 KB
Accession
0001600805-20-000013
Insider Transaction Report
Form 4
Huang Gina
10% Owner
Transactions
- Exercise/Conversion
Common Stock
2020-09-17+4,000→ 207,478 total(indirect: See footnote) - Exercise/Conversion
Restricted Stock Units
2020-09-17+4,000→ 0 total→ Common Stock (4,000 underlying)
Jag International Co Ltd.
10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-09-17+4,000→ 0 total→ Common Stock (4,000 underlying) - Exercise/Conversion
Common Stock
2020-09-17+4,000→ 207,478 total(indirect: See footnote)
Transactions
- Exercise/Conversion
Common Stock
2020-09-17+4,000→ 207,478 total(indirect: See footnote) - Exercise/Conversion
Restricted Stock Units
2020-09-17+4,000→ 0 total→ Common Stock (4,000 underlying)
Footnotes (4)
- [F1]Restricted stock units convert into Common Stock on a one-for-one basis.
- [F2]Consists of 83,478 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"), 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 4,000 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang.
- [F3]On March 18, 2020, the reporting person Ms. Huang was granted 4,000 restricted stock units that vested September 17, 2020, the date of the Company's annual meeting of stockholders.
- [F4]The restricted stock units were held directly by Ms. Huang.
Documents
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeother
Related Parties
1- filerCIK 0001600805
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 4:34 PM ET
- Size
- 11.0 KB