4//SEC Filing
Jag International Co Ltd. 4
Accession 0001600805-21-000005
CIK 0000924168other
Filed
May 26, 8:00 PM ET
Accepted
May 27, 6:50 AM ET
Size
11.1 KB
Accession
0001600805-21-000005
Insider Transaction Report
Form 4
Jag International Co Ltd.
10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-05-26−10,000→ 0 total→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2021-05-26+10,000→ 376,832 total(indirect: See footnote)
Huang Gina
10% Owner
Transactions
- Exercise/Conversion
Common Stock
2021-05-26+10,000→ 376,832 total(indirect: See footnote) - Exercise/Conversion
Restricted Stock Units
2021-05-26−10,000→ 0 total→ Common Stock (10,000 underlying)
Transactions
- Exercise/Conversion
Common Stock
2021-05-26+10,000→ 376,832 total(indirect: See footnote) - Exercise/Conversion
Restricted Stock Units
2021-05-26−10,000→ 0 total→ Common Stock (10,000 underlying)
Footnotes (4)
- [F1]Restricted stock units convert into Common Stock on a one-for-one basis.
- [F2]Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"), 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 14,000 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang.
- [F3]On March 24, 2021, Ms. Huang was granted 10,000 restricted stock units that vested May 26, 2021, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.
- [F4]The restricted stock units were held directly by Ms. Huang.
Documents
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeother
IncorporatedVirgin Islands, British
Related Parties
1- filerCIK 0001544485
Filing Metadata
- Form type
- 4
- Filed
- May 26, 8:00 PM ET
- Accepted
- May 27, 6:50 AM ET
- Size
- 11.1 KB