Jag International Co Ltd. 4
4 · ENERGY FOCUS, INC/DE · Filed May 27, 2021
Insider Transaction Report
Form 4
Huang Gina
10% Owner
Transactions
- Exercise/Conversion
Common Stock
2021-05-26+10,000→ 376,832 total(indirect: See footnote) - Exercise/Conversion
Restricted Stock Units
2021-05-26−10,000→ 0 total→ Common Stock (10,000 underlying)
Footnotes (4)
- [F1]Restricted stock units convert into Common Stock on a one-for-one basis.
- [F2]Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"), 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 14,000 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang.
- [F3]On March 24, 2021, Ms. Huang was granted 10,000 restricted stock units that vested May 26, 2021, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.
- [F4]The restricted stock units were held directly by Ms. Huang.