Home/Filings/4/0001600805-22-000004
4//SEC Filing

Jag International Co Ltd. 4

Accession 0001600805-22-000004

CIK 0000924168other

Filed

Jun 22, 8:00 PM ET

Accepted

Jun 23, 11:01 AM ET

Size

15.1 KB

Accession

0001600805-22-000004

Insider Transaction Report

Form 4
Period: 2022-06-22
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2022-06-225,0000 total
    Common Stock (5,000 underlying)
  • Exercise/Conversion

    Common Stock

    2022-06-22+5,000381,832 total(indirect: See footnote)
Transactions
  • Exercise/Conversion

    Common Stock

    2022-06-22+5,000381,832 total(indirect: See footnote)
  • Exercise/Conversion

    Restricted Stock Units

    2022-06-225,0000 total
    Common Stock (5,000 underlying)
Huang Gina
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2022-06-22+5,000381,832 total(indirect: See footnote)
  • Exercise/Conversion

    Restricted Stock Units

    2022-06-225,0000 total
    Common Stock (5,000 underlying)
Footnotes (4)
  • [F1]Restricted stock units convert into Common Stock on a one-for-one basis.
  • [F2]Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"), 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 19,000 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang.
  • [F3]On February 11, 2022, Ms. Huang was granted 5,000 restricted stock units that vested June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.
  • [F4]The restricted stock units were held directly by Ms. Huang.

Issuer

ENERGY FOCUS, INC/DE

CIK 0000924168

Entity typeother
IncorporatedVirgin Islands, British

Related Parties

1
  • filerCIK 0001544485

Filing Metadata

Form type
4
Filed
Jun 22, 8:00 PM ET
Accepted
Jun 23, 11:01 AM ET
Size
15.1 KB