QUINDLEN THOMAS M 4

4 · Synchrony Financial · Filed Mar 3, 2021

Form 4

Period: 2021-03-01

See Remarks

Transactions

Tax Payment
Common Stock
2021-03-01$40.00/sh−9,318$372,720→ 186,704 total
Sale
Common Stock
2021-03-01$39.80/sh−20,000$796,000→ 166,704 total
Exercise/Conversion
Employee Stock Option (right to buy)
2021-03-01−124,307→ 0 total
Exercise: $23.00From: 2018-07-31Exp: 2024-07-31→ Common Stock (124,307 underlying)
Award
Common Stock
2021-03-01$40.00/sh+25,875$1,035,000→ 196,022 total
Exercise/Conversion
Common Stock
2021-03-01$23.00/sh+124,307$2,859,061→ 311,011 total
Sale
Common Stock
2021-03-01$39.80/sh−124,307$4,947,419→ 186,704 total

Footnotes (3)

[F1]Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.
[F2]Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding.
[F3]This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 29, 2021.

Documents

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