4//SEC Filing
Holmes George B 4
Accession 0001603582-21-000002
CIK 0001579910other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 9:28 PM ET
Size
26.5 KB
Accession
0001603582-21-000002
Insider Transaction Report
Form 4
Resonant IncRESN
Holmes George B
DirectorPres/Chief Commercial Officer
Transactions
- Exercise/Conversion
Common Stock
2021-12-01+24,013→ 478,027 total - Exercise/Conversion
Restricted Stock Units
2021-12-01−24,013→ 0 total→ Common Stock (24,013 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-01−24,013→ 24,013 total→ Common Stock (24,013 underlying) - Exercise/Conversion
Common Stock
2021-12-01+3,205→ 454,014 total - Exercise/Conversion
Common Stock
2021-12-01+50,000→ 528,027 total - Exercise/Conversion
Common Stock
2021-12-01+38,610→ 566,637 total - Sale
Common Stock
2021-12-03$1.75/sh−26,344$46,049→ 500,436 total - Exercise/Conversion
Common Stock
2021-12-01+24,013→ 450,809 total - Sale
Common Stock
2021-12-02$1.90/sh−39,857$75,657→ 526,780 total - Exercise/Conversion
Restricted Stock Units
2021-12-01−50,000→ 100,000 total→ Common Stock (50,000 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-01−38,610→ 115,830 total→ Common Stock (38,610 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-01−3,205→ 3,205 total→ Common Stock (3,205 underlying)
Footnotes (9)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
- [F3]This transaction was executed in multiple trades at prices ranging from $1.88 to $1.9150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $1.73 to $1.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]24,013 restricted stock units vested on each of December 1, 2018, December 1, 2019, December 2, 2020, and December 1, 2021.
- [F6]3,206 restricted stock units vested on December 2, 2019, installments of 3,205 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and an installment of 3,205 restricted stock units will vest on December 1, 2022.
- [F7]24,014 restricted stock units vested on December 2, 2019, installments of 24,013 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and an installment of 24,013 restricted stock units will vest on December 1, 2022.
- [F8]50,000 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and installments of 50,000 restricted stock units will vest on each of December 1, 2022, and December 1, 2023.
- [F9]38,610 restricted stock units vested on December 1, 2021, and installments of 38,610 restricted stock units will vest on each of December 1, 2022, December 1, 2023 and December 1, 2024.
Documents
Issuer
Resonant Inc
CIK 0001579910
Entity typeother
Related Parties
1- filerCIK 0001603582
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 9:28 PM ET
- Size
- 26.5 KB