4//SEC Filing
RUBICON PROJECT, INC. 4
Accession 0001603810-16-000008
$MGNICIK 0001595974operating
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 8:06 PM ET
Size
7.4 KB
Accession
0001603810-16-000008
Insider Transaction Report
Form 4
Mandal Sumant
Director
Transactions
- Other
Common Stock
2016-04-07$19.11/sh−1,099$21,002→ 18,995 total
Holdings
- 3,075,794(indirect: See Footnotes)
Common Stock
Footnotes (5)
- [F1]On April 7, 2016, the reporting person transferred a total of 1,099 shares of Common Stock of the Issuer (the "Shares") to certain lenders in connection with the repayment of outstanding loans.
- [F2]Reflects the closing sale price of the Shares on April 7, 2016, as reported by the New York Stock Exchange.
- [F3]Reflects (i) 646 Shares received by the reporting person on April 7, 2016, in connection with pro rata distributions-in-kind of Shares for no consideration, (ii) 3,463 Shares directly beneficially owned by the reporting person and (iii) 14,886 Shares received by the reporting person in the form of restricted stock awards in connection with his service as a director of the Issuer. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
- [F4]Represents (i) 3,010,692 Shares directly beneficially owned by Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), (ii) 53,819 Shares directly beneficially owned by Clearstone Venture Partners III-B, a Delaware Multiple Series limited liability company ("CVP III-B" and together with CVP III-A, the "Funds"), and (iii) 11,283 Shares directly beneficially owned by Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"). CVM III is the general partner and managing member of CVP III-A and CVP III-B, respectively. The reporting person is a managing member of CVM III and a member of CVP III-B.
- [F5]The reporting person disclaims beneficial ownership of the Shares held by the Funds and CVM III, except to the extent of his pecuniary interest therein, if any, and the inclusion of these Shares in the report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 or for any other purposes.
Documents
Issuer
RUBICON PROJECT, INC.
CIK 0001595974
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001595974
Filing Metadata
- Form type
- 4
- Filed
- Apr 7, 8:00 PM ET
- Accepted
- Apr 8, 8:06 PM ET
- Size
- 7.4 KB