Lamb Martin 4

4 · Evoqua Water Technologies Corp. · Filed Mar 18, 2021

Form 4

Period: 2021-03-16

Director

Transactions

Sale
Common Stock
2021-03-16$26.84/sh−55,000$1,476,266→ 10,948 total
Sale
Common Stock
2021-03-16$27.02/sh−20,000$540,370→ 119,711 total(indirect: By Trust)

Holdings

Footnotes (7)

[F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2021.
[F2]The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.42 to $27.08, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 5 to this Form 4.
[F3]The amount of these securities includes 4,039 unvested restricted stock units in respect of the issuer's common stock.
[F4]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on behalf of the Bare trust referenced in footnote 6 below on February 12, 2021.
[F5]The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.09, inclusive.
[F6]Shares held by a Bare trust for the benefit of the reporting person's immediate family members and for which the reporting person retains investment control.
[F7]Shares held by a family investment company for which the reporting person retains investment control. The reporting person disclaims beneficial ownership with respect to these securities except to the extent of his pecuniary interest therein.

Documents

1 file