Bhambri Nick 4

4 · Evoqua Water Technologies Corp. · Filed Apr 21, 2022

Form 4

Period: 2022-04-19

Director

Transactions

Exercise/Conversion
Common Stock
2022-04-19$4.64/sh+37,359$173,346→ 61,124 total
Sale
Common Stock
2022-04-19$45.01/sh−37,359$1,681,402→ 23,765 total
Exercise/Conversion
Common Stock
2022-04-20$4.64/sh+87,641$406,654→ 111,406 total
Sale
Common Stock
2022-04-20$45.08/sh−87,641$3,950,900→ 23,765 total
Exercise/Conversion
Stock Option (Right to Buy)
2022-04-19$4.64/sh−37,359$173,346→ 142,448 total
Exercise: $4.64Exp: 2024-05-12→ Common Stock (37,359 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2022-04-20$4.64/sh−87,641$406,654→ 54,807 total
Exercise: $4.64Exp: 2024-05-12→ Common Stock (87,641 underlying)

Holdings

Footnotes (6)

[F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2022.
[F2]The amount of these securities includes 2,817 unvested restricted stock units in respect of the issuer's common stock.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.0000 to $45.0375, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.000 to $45.5100, inclusive.
[F5]Shares held by the Nick Bhambri Revocable Trust dated June 23, 2008, of which Mr. Bhambri is trustee.
[F6]This option is fully vested.

Documents

1 file